Richard A. Mayer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Allan Mayer was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1982. Richard had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 1998 - July 24, 2025
RIDGE INVESTMENT ADVISORS
July 12, 1993 - March 9, 1995
MORGAN STANLEY & CO. LLC
August 26, 1982 - February 2, 1988
WILLIAM BLAIR
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RIDGE INVESTMENT ADVISORS
CRD#: 111997 / SEC#: 801-46239
Contact information
Regulatory assets under management
| Total Number of Accounts | 42 |
| AUM (Assets Under Management) | $ 30,587,329 |
Red Flags
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