John L. Kaminski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Leo Kaminski was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1982. John had worked at 10 firms and has passed the Series 65, Series 63, Series 5, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2001 - May 24, 2005
CHICAGO INVESTMENT GROUP, LLC
December 21, 1999 - June 27, 2001
ADVANCED EQUITIES, INC.
May 5, 1997 - November 29, 1999
CHICAGO CAPITAL, INC.
October 19, 1994 - March 31, 1997
DAIN RAUSCHER INCORPORATED
July 12, 1993 - October 21, 1994
LEHMAN BROTHERS INC.
February 22, 1993 - July 16, 1993
PRINCIPAL FINANCIAL SECURITIES,INC.
August 23, 1991 - February 23, 1993
DAIN RAUSCHER INCORPORATED
February 7, 1990 - August 30, 1991
GRUNTAL & CO., L.L.C.
June 12, 1987 - February 15, 1990
MESIROW INVESTMENT SERVICES, INC.
July 3, 1984 - June 24, 1987
UBS FINANCIAL SERVICES INC.
September 24, 1982 - June 22, 1984
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 12/11/1982
Interest Rate Options ExaminationSeries 8
Date: 12/22/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CHICAGO INVESTMENT GROUP, LLC
CRD#: 11853 / SEC#: , 8-27507
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 2 |
Red Flags
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