Rex B. Snyder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rex Bales Snyder was a registered financial professional .
Rex is a previously registered financial professional and started their career in finance in 1982. Rex had worked at 7 firms and has passed the Series 66, Series 63, Series 3, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2005 - January 17, 2013
AMERITAS INVESTMENT COMPANY, LLC
October 31, 2003 - January 17, 2013
AMERITAS INVESTMENT COMPANY, LLC
January 23, 2001 - October 31, 2003
THE ADVISORS GROUP, INC.
December 3, 1999 - December 31, 2000
BIRCHTREE FINANCIAL SERVICES LLC
April 4, 1997 - October 30, 1998
BIRCHTREE FINANCIAL SERVICES LLC
May 15, 1996 - March 24, 1997
WINCHESTER INVESTMENT SECURITIES, INC.
November 4, 1987 - April 26, 1996
UMB FINANCIAL SERVICES, INC.
September 5, 1985 - February 2, 1987
LOWELL H. LISTROM & COMPANY INC.
March 14, 1984 - February 1, 1985
B.C. CHRISTOPHER SECURITIES CO.
August 24, 1982 - March 19, 1984
LOWELL H. LISTROM & COMPANY INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869 / SEC#: 801-undefined, 8-31296
Contact information
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | 2943009 |
| BERTHOLD, RICHARD AARON | VICE PRESIDENT, OPERATIONS | 4433172 |
| BIEL, ROLLIN LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 5101711 |
| HALVERSON, KELLY JAY | MEMBER BOARD OF DIRECTORS | 7977580 |
| KINSELLA, MATTHEW JOHN | CHIEF COMPLIANCE OFFICER | 5217108 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | 4808103 |
| ROBSON, JEREMY MICHAEL | PRESIDENT AND MEMBER BOARD OF DIRECTORS | 4147931 |
| SCHUBAUER, TYLER JOSEPH | CORPORATE SECRETARY | 6392775 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 2726500 |
| WU, MICHELE XIAOMING | MEMBER BOARD OF DIRECTORS | 7863936 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
