William N. Maxson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Noel Maxson, CFP® was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1982. William had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2004 - December 31, 2012
THE AMERICA GROUP FINANCIAL ADVISORY SERVICES, LLC
July 2, 2003 - December 31, 2023
ON INVESTMENT MANAGEMENT CO
January 15, 2003 - December 31, 2023
THE O.N. EQUITY SALES COMPANY
October 31, 1995 - December 9, 2002
ALLMERICA INVESTMENT MANAGEMENT CO INC
October 12, 1982 - December 6, 2002
VERAVEST INVESTMENTS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
THE AMERICA GROUP FINANCIAL ADVISORY SERVICES, LLC
CRD#: 132250 / SEC#:
Contact information
Red Flags
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