Jacqueline L. Powell
ALLIANCE FINANCIAL
Carlisle, PA 17015
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CRD#: 1061375
Professional summary
Jacqueline L Powell, CFP®, who also goes by Jacqueline Learned, Jacqueline Anne Powell, Jacqueline Learned Powell, is a registered financial advisor currently at ALLIANCE FINANCIAL located in Carlisle, Pennsylvania and LPL FINANCIAL LLC located in Carlisle, Pennsylvania.
Jacqueline is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Jacqueline has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Comprehensive Financial Planni...
Divorce Planning
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
Jacqueline Learned | Jacqueline Anne Powell | Jacqueline Learned Powell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 02/14/2018 - BROOKWOOD OFFICE BUILDINGS - Not Investment Related - 43 BROOKWOOD AVE, CARLISLE, PA 17015 - Real Estate Rental - Co-Owner. 2. 02/14/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Sales - Start Date 1/1/2016 - 3 Hours Per Month - Life, LTC. 3. 02/14/2018 - BROOKWOOD OFFICE BUILDINGS - Not Investment Related - 43A BROOKWOOD AVE, CARLISLE, PA 17015 - Real Estate Rental - Co-Owner. 4. 11/13/2017 - Jacqueline L. Powell & Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Owner - Start Date - 1/1/2002. 5. 7/20/2020 - Alliance Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/01/2020 - 80 Hours Per Month During Securities Trading. 6. 07/29/2022 - Fox Financial, Inc - DBA: Alliance Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 05/18/2022 - 120 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through Alliance Financial, an independent investment advisor firm. I started this business activity in 07/2022. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Jacqueline L Powell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1988
Experience
Current
May 23, 2022 - Present
ALLIANCE FINANCIAL
Office #1: 43a Brookwood Ave Suite 6, Carlisle, PA 17015RIA
CRD#: 319679
Carlisle, PA
Current
February 14, 2018 - Present
LPL FINANCIAL LLC
Office #1: 43a Brookwood Ave Ste 6, Carlisle, PA 17015Office #2: 940 E Park Dr Ste 201 & 202, Harrisburg, PA 17111RIA
BD
CRD#: 6413
Carlisle, PA
Past
February 14, 2018 - October 28, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
October 3, 2007 - February 20, 2018
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
CARLISLE, PA
Past
October 3, 2007 - February 14, 2018
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
CARLISLE, PA
Past
June 20, 2007 - October 5, 2007
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
CARLISLE, PA
Past
April 15, 2002 - November 16, 2012
JACQUELINE L. POWELL & ASSOCIATES, INC.
RIA
CRD#: 116042
CARLISLE , PA
Past
July 18, 1994 - October 5, 2007
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
CARLISLE, PA
Past
January 4, 1993 - July 18, 1994
KEOGLER, MORGAN & COMPANY, INC.
BD
CRD#: 16546
ATLANTA, GA
Past
March 11, 1989 - January 11, 1993
G. R. PHELPS & CO., INC.
BD
CRD#: 173
Past
May 17, 1988 - January 27, 1989
KEOGLER, MORGAN & COMPANY, INC.
BD
CRD#: 16546
ATLANTA, GA
Past
July 17, 1987 - May 13, 1988
INVESTMENT BROKERS OF AMERICA
BD
CRD#: 14607
Past
August 26, 1982 - August 30, 1985
EDWARD JONES
BD
CRD#: 250
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLIANCE FINANCIAL
ALLIANCE FINANCIAL | FOX FINANCIAL, INC. | FOX FINANCIAL, INC DBA ALLIANCE FINANCIAL
CRD#: 319679 / SEC#: 801-125698
RIA
Registered Investment Advisory firm - (5/18/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/14/2018)
RR
Florida(2/14/2018)
RR
Maryland(2/14/2018)
RR
Massachusetts(3/2/2022)
RR
Nebraska(2/14/2018)
RR
New Jersey(2/14/2018)
RR
New York(2/14/2018)
RR
Ohio(2/14/2018)
RR
Oregon(2/14/2018)
RR
Pennsylvania(2/14/2018)
IAR
Pennsylvania(5/23/2022)
RR
South Carolina(2/14/2018)
RR
Virginia(2/14/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLIANCE FINANCIAL
ALLIANCE FINANCIAL | FOX FINANCIAL, INC. | FOX FINANCIAL, INC DBA ALLIANCE FINANCIAL
CRD#: 319679 / SEC#: 801-125698
RIA
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Contact information
Main Address
1105 Berkshire Blvd. Ste 120,, Wyomissing, PA 19610
Mailing Address
Phone number
(610) 376-5981
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 978 |
| AUM (Assets Under Management) | $ 254,749,672 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALLIANCE FINANCIAL
CRD#: 319679Carlisle, PA 17015TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
