NG
Nan J. Ginger
ROCKEFELLER FINANCIAL LLC | Senior Financial Advisor
Bentonville, AR 72712
Some features on this profile are disabled
CRD#: 1061370
NG
Professional summary
Nan J Ginger, who also goes by Nan F Bradford, Nan F Ginger, Nan F Jorgensen, Nan Flowers Jorgensen, is a registered financial advisor currently at ROCKEFELLER FINANCIAL LLC located in Bentonville, Arkansas and ROCKEFELLER CAPITAL MANAGEMENT located in Bentonville, Arkansas.
Nan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Nan has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Executive services/Equity comp...
Trading individual securities
Financial planning
Philanthropic services
Insurance
Trust & estate planning
Loans/credit services
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
Nan F Bradford | Nan F Ginger | Nan F Jorgensen | Nan Flowers Jorgensen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I*1055426For profit or not for profit: Entity For Profit Name of outside business organization: NWARECO LLC Investment related: No Address of business: Fayetteville, ArkansasNature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 9/21/2018Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0Duties: , I use the entity to purchase real estate I*1882306Entity For Profit Name of OBA: Pointer Lane LLC Address: Fayetteville, Arkansas, 72701Investment Related: No Position, Title, Association: Owner Employee Start Date: 05/10/2024No Hours: 1No Hours during trading: 0Duties: Own rental real estate. I will pay taxes and insurance. Management company responsible for all else. I*1882303Entity For Profit Name of OBA: 28th Street Bentonville LLC Address: Fayetteville, Arkansas, 72701Investment Related: No Position, Title, Association: Owner Employee Start Date: 05/01/2024No Hours: 1No Hours during trading: 0Duties: Raw Land Purchase - Pay taxes and oversee maintenance of lot. I*1882307Entity For Profit Name of OBA: Hunters Ridge Fayetteville LLC Address: Fayetteville, Arkansas, 72701Investment Related: No Position, Title, Association: Owner Employee Start Date: 05/01/2024No Hours: 1No Hours during trading: 0Duties: Rental Real Estate - I will pay taxes and insurance. Management company will do rest. I*1882302Entity For Profit Name of OBA: Historic District Fayetteville LLC Address: Fayetteville, Arkansas, 72701Investment Related: No Position, Title, Association: Owner Employee Start Date: 05/01/2024No Hours: 1No Hours during trading: 0Duties: I use this entity to purchase real estate used as AirBNB. I am the only member. I have to pay the taxes and insurance and oversee the real estate I've purchased. Someone else manages the rentals. I*1882304Entity For Profit Name of OBA: South Duncan Fayetteville LLC Address: Fayetteville, Arkansas, 72701Investment Related: No Position, Title, Association: Owner Employee Start Date: 05/01/2024No Hours: 1No Hours during trading: 0Duties: Pay taxes and insurance. Authorize repairs by Management Company. I*1882305, Entity Type Entity For Profit, Name of OBA: Berry Street LLC Address: Fayetteville Arkansas 72701 Investment Related: No Position, Title, Association: Owner Employee Start Date: 05/01/2024 No Hours: 1 monthly No Hours during trading: 0 Duties: Own Rental Real Estate - apartments. Will collect income and pay all bills. I*2059279, Entity Type Entity For Profit, Name of OBA: NJG Family Partnership GP LLC Address: Fayetteville Arkansas 72701 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 05/01/2024 No Hours: 1 Monthly No Hours during trading: 0 Duties: Created to own the 1% General Partner interest in the NJG Family Limited Partnership I*2060275, Entity Type Entity For Profit, Name of OBA: NJG Family Limited Partnership Address: Fayetteville Arkansas 72701 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date:05/01/2024 No Hours: 1 Monthly No Hours during trading: 0 Duties: It 100% owns the other LLCs I have already reported. 1669 Cedar Street; Investment Related; Fayetteville, AR 72701; Real Estate; Part Owner; 05/01/2024; 1 hour per month; 0 hours during trading hours; Rental Real Estate.
CRS (Client Relationship Summary) - RIA
Click below to view Nan J Ginger's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Nan J Ginger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 29, 2024 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 609 Sw 8th Street 6th Floor, Bentonville, AR, 72712RIA
BD
CRD#: 291361
Bentonville, AR
Current
October 7, 2025 - Present
ROCKEFELLER CAPITAL MANAGEMENT
Office #1: 609 Sw 8th Street 6th Floor, Bentonville, AR, 72712RIA
CRD#: 294197
Bentonville, AR
Current
November 29, 2024 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 609 Sw 8th Street 6th Floor, Bentonville, AR, 72712RIA
BD
CRD#: 291361
Bentonville, AR
Past
April 7, 1986 - December 3, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ROGERS, AR
Past
August 24, 1982 - December 3, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ROGERS, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/29/2024)
RR
Arizona(11/29/2024)
RR
Arkansas(11/29/2024)
IAR
Arkansas(11/29/2024)
RR
California(11/29/2024)
RR
Colorado(11/29/2024)
RR
Delaware(10/16/2025)
RR
Florida(11/29/2024)
RR
Georgia(11/29/2024)
RR
Idaho(11/29/2024)
RR
Illinois(11/29/2024)
RR
Indiana(11/29/2024)
RR
Kansas(11/29/2024)
RR
Kentucky(11/29/2024)
RR
Louisiana(11/29/2024)
RR
Maryland(11/29/2024)
RR
Missouri(11/29/2024)
RR
Montana(11/29/2024)
RR
Nevada(11/29/2024)
RR
New Hampshire(11/29/2024)
RR
New Jersey(11/29/2024)
RR
New York(11/29/2024)
RR
North Carolina(11/29/2024)
RR
Ohio(11/29/2024)
RR
Oklahoma(11/29/2024)
RR
Oregon(11/29/2024)
RR
Pennsylvania(11/29/2024)
RR
South Carolina(11/29/2024)
RR
Tennessee(11/29/2024)
RR
Texas(11/29/2024)
IAR
Texas(11/29/2024)
IAR
Texas(10/7/2025)
RR
Virginia(11/29/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Mailing Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Phone number
(212) 549-5100
Established
Delaware since 10/20/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
824
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 76,628 |
| AUM (Assets Under Management) | $ 70,030,224,514 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 08/26/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROCKEFELLER FINANCIAL LLC
Senior Financial AdvisorCRD#: 291361Bentonville, AR 72712TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
