Scott K. Williamson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott K Williamson was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1982. Scott had worked at 5 firms and has passed the Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 1996 - September 2, 1997
MARINER FINANCIAL SERVICES, INC.
January 20, 1994 - February 16, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
January 20, 1994 - February 16, 1995
SIGNATOR INVESTORS, INC.
January 20, 1993 - November 18, 1993
PRUCO SECURITIES, LLC.
May 20, 1991 - December 31, 1992
ADVANTAGE CAPITAL CORPORATION
September 15, 1982 - May 23, 1991
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
September 15, 1982 - May 23, 1991
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MARINER FINANCIAL SERVICES, INC.
CRD#: 8292 / SEC#: , 8-25216
Contact information
Documents
Red Flags
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