Mary H. Hatchett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Helen Hatchett, who also goes by Maria Elena Arevalo, Maria Helena Arevalo, Mary Helen Arevalo, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1982. Mary had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 2017 - April 2, 2018
FROST INVESTMENT SERVICES
December 20, 2006 - April 2, 2018
FROST BROKERAGE SERVICES, INC.
June 23, 2004 - December 1, 2006
ALLIANCEBERNSTEIN INVESTMENTS, INC.
January 12, 2004 - May 26, 2004
BANC ONE SECURITIES CORPORATION
March 14, 1984 - June 28, 2002
USAA INVESTMENT SERVICES COMPANY
August 26, 1982 - February 7, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
Contact information
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,179 |
| AUM (Assets Under Management) | $ 2,976,654,932 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2024 | ||
| 11/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
