Allen B. Holeman
Professional summary
Allen Bernard Holeman is a registered financial professional currently at DAVID LERNER ASSOCIATES, INC. located in Syosset, New York.
Allen is registered as a RR (Registered Representative) and started their career in finance in 1982. Allen has worked at 10 firms and has passed the SIE, Series 15, Series 7, Series 9, Series 4, Series 10, Series 14A, Series 8, Series 14 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Allen Bernard Holeman's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 7, 2013 - Present
DAVID LERNER ASSOCIATES, INC.
Office #1: 477 Jericho Tpke P.o.box 9006, Syosset, NY 11791-9006Office #2: 134 Franklin Corner Road Suite 200, Lawrenceville, NJ 08648June 11, 2013 - November 14, 2013
OPPENHEIMER & CO. INC.
July 7, 2003 - May 22, 2013
OPPENHEIMER & CO. INC.
July 29, 2002 - July 14, 2003
HAPOALIM SECURITIES USA, INC.
May 21, 2002 - August 1, 2002
J.P. MORGAN CLEARING CORP.
July 26, 2000 - August 1, 2002
J.P. MORGAN SECURITIES LLC
March 8, 2000 - July 27, 2000
PERSHING LLC
October 10, 1995 - December 16, 1996
JOHN HANCOCK CLEARING CORPORATION
July 5, 1995 - March 6, 2000
TUCKER ANTHONY INCORPORATED
August 5, 1993 - May 10, 1995
LEHMAN BROTHERS INC.
September 23, 1982 - August 10, 1993
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 8/15/1984
Foreign Currency Options ExaminationSeries 14A
Date: 6/25/1995
Compliance Official Specialist ExamSeries 8
Date: 7/20/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Series 12
Date: 3/17/1984
NYSE Branch Manager ExaminationFINRA
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
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