Lawrence A. Wanek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence A Wanek, who also goes by Larry Wanek, Lawrence Alvin Wanek, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1982. Lawrence had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2015 - December 31, 2017
THE RETIREMENT GROUP, LLC
December 14, 2011 - May 6, 2016
FSC SECURITIES CORPORATION
December 12, 2011 - December 31, 2017
FSC SECURITIES CORPORATION
October 12, 2006 - November 30, 2011
WOODBURY FINANCIAL SERVICES, INC.
October 12, 2006 - November 30, 2011
WOODBURY FINANCIAL SERVICES, INC.
November 5, 1987 - September 8, 2006
MSI FINANCIAL SERVICES, INC.
September 7, 1982 - September 8, 2006
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE RETIREMENT GROUP, LLC
CRD#: 148296 / SEC#: 801-69578
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,773 |
| AUM (Assets Under Management) | $ 544,452,358 |
Red Flags
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