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Anthony John Negus

CRD# 1060809·Registered 1982 - 2007
Previously Registered: Being a previously registered professional could mean that Anthony is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anthony John Negus, who also goes by Tony Negus, was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 1982 - 2007. Anthony had worked at 9 firms and has passed the Series 65, Series 63, Series 53, Series 4, Series 24 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tony Negus

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

PASSPORT SECURITIES, INC.·CRD# 38720
BD
Burlingame, CA
June 12, 2003 - November 21, 2007
NORTHRIDGE CAPITAL CORPORATION·CRD# 16467
BD
Melville, NY
January 4, 1991 - July 2, 2001
G.L. MANN AND COMPANY·CRD# 20619
BD
May 2, 1988 - July 6, 1988
FIRST ATLANTIC EQUITIES CORPORATION·CRD# 17718
BD
November 16, 1987 - February 4, 1988
WEATON CAPITAL CORPORATION·CRD# 18414
BD
October 22, 1987 - December 15, 1987
MICHELIN AND COMPANY, INC.·CRD# 14447
BD
October 9, 1986 - December 23, 1986
FRIENDSHIP BROKERAGE, INC.·CRD# 16051
BD
May 9, 1985 - July 15, 1985
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
February 27, 1984 - January 3, 1985
HERETH, ORR & JONES, INC.·CRD# 7210
BD
August 11, 1982 - December 27, 1983

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Current Firm

PS
PASSPORT SECURITIES, INC.

PASSPORT SECURITIES, INC.

CRD#: 38720 / SEC#: 8-48366
BD
Terminated by SEC on 01/25/2009

Contact Information

Established

California since 05/22/1995

Firm Type

Corporation

Fiscal Year End

September

Documents

Direct owners and executive officers

NamePositionCRD#
PASSPORT HOLDING CORP.PARENT CORP.—
CRISPIN, NEAL DAVID BRIANDIRECTOR—
GINNA, BRIAN JOSEPHDIRECTOR4012911
STEWART, DEMITRI JAMESDIRECTOR/CEO/SECRETARY/CFO/CCO3230167

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 1991About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1991About the Series 63 exam

Series 53 — Municipal Securities Principal Examination

Passed Apr 1985About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Aug 1983About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jun 1983About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Sep 1982About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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