Bill N. Lowther
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bill Neely Lowther was a registered financial professional .
Bill is a previously registered financial professional and started their career in finance in 1984. Bill had worked at 5 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2005 - November 4, 2021
THE LEADERS GROUP, INC.
August 4, 2003 - February 22, 2005
SIGNATOR INVESTORS, INC.
June 15, 2000 - July 31, 2003
THE LEADERS GROUP, INC.
November 17, 1994 - April 19, 1995
FIDELITY EQUITY SERVICES CORPORATION
January 24, 1986 - June 13, 2000
NEW ENGLAND SECURITIES
March 15, 1984 - February 19, 1986
WS GRIFFITH SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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