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WL

William J. Lynch

LYNCH & ASSOCIATES
Boston, MA 02116
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CRD#: 1060714
WL

Professional summary


William Joseph Lynch III, who also goes by Bill Lynch III, Bill Lynch, William J Lynch III, William J Lynch, is a registered financial professional currently at LYNCH & ASSOCIATES located in Boston, Massachusetts.

William is registered as a RR (Registered Representative) and started their career in finance in 1982. William has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 22, Series 6 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Bill Lynch Iii | Bill Lynch | William J Lynch Iii | William J Lynch

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view William Joseph Lynch III's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 30, 2006 - Present

LYNCH & ASSOCIATES

Office #1: 535 Boylston St Suite T2, Boston, MA 02116Office #2: 535 Boylston St. Floor T2, Boston, MA 02116
RIA
BD
CRD#: 140762
Boston, MA
Past

March 29, 2000 - January 3, 2007

TBG FINANCIAL

BD
CRD#: 26984
LOS ANGELES, CA
Past

February 9, 1998 - August 8, 2000

WESTPORT FINANCIAL SERVICES, L.L.C.

BD
CRD#: 38449
JACKSONVILLE, FL
Past

October 2, 1996 - December 18, 1998

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
EL SEGUNDO, CA
Past

September 29, 1993 - February 3, 1998

NATHAN & LEWIS SECURITIES, INC.

BD
CRD#: 8503
NEW YORK, NY
Past

September 17, 1993 - September 24, 1993

WS GRIFFITH SECURITIES, INC.

BD
CRD#: 10410
HARTFORD, CT
Past

December 2, 1982 - October 19, 1992

HOME LIFE INSURANCE COMPANY

BD
CRD#: 4184
Past

December 2, 1982 - August 31, 1993

WS GRIFFITH SECURITIES, INC.

BD
CRD#: 10410
HARTFORD, CT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/3/2007)
RR
Arkansas
(12/1/2006)
RR
California
(11/30/2006)
RR
Connecticut
(12/5/2006)
RR
Delaware
(12/1/2006)
RR
Florida
(12/1/2006)
RR
Georgia
(11/30/2006)
RR
Idaho
(11/30/2006)
RR
Maine
(7/24/2007)
RR
Maryland
(11/30/2006)
RR
Massachusetts
(11/8/2006)
RR
Minnesota
(11/30/2006)
RR
Missouri
(12/8/2006)
RR
New York
(11/30/2006)
RR
North Carolina
(1/5/2007)
RR
North Dakota
(11/4/2024)
RR
Pennsylvania
(1/4/2007)
RR
Rhode Island
(1/22/2020)
RR
South Carolina
(1/4/2007)
RR
Texas
(4/20/2007)
RR
Virginia
(5/6/2021)

Exams


State Security Law Exam
RR
Series 63
Date: 10/4/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


L&
LYNCH & ASSOCIATES
LYNCH & ASSOCIATES | WJ LYNCH INVESTOR SERVICES, LLC | WJ LYNCH INVESTOR SERVICES LLC

CRD#: 140762 / SEC#: , 8-67335

Massachusetts
Registered Investment Advisory firm - SEC (10/27/2006 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
535 Boylston St. Floor T2, Boston, MA 02116
Mailing Address
535 Boylston St. Suite T2, Boston, MA 02116
Phone number
(617) 247-7000
Established
Delaware since 02/06/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
12

FINRA licenses (24 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
WJL ASSOCIATES, INC.OWNER
LONGINO, MICHAEL LUTHERPRESIDENT4327203
LYNCH, WILLIAM JOSEPH IIICEO1060714
STULB, CHRISTOPHER CHARLESCCO/CFO/FINOP1676882

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LYNCH & ASSOCIATES

CRD#: 140762Boston, MA 02116

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