Thomas R. Mellor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Robert Mellor was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1982. Thomas had worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2019 - December 9, 2020
LAMON & STERN, INC.
January 21, 2003 - March 8, 2019
SPOONHILL ASSET MANAGEMENT, INC.
July 1, 2000 - January 29, 2003
SANDERS MORRIS LLC
October 23, 1990 - July 1, 2000
BLACKFORD SECURITIES CORP.
August 26, 1982 - October 8, 1990
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
LAMON & STERN, INC.
CRD#: 10839 / SEC#: , 8-28694
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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