Malcolm G. Bartels
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Malcolm Gene Bartels, who also goes by Mal Bartels, was a registered financial professional .
Malcolm is a previously registered financial professional and started their career in finance in 1982. Malcolm had worked at 2 firms and has passed the Series 22 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 1982 - February 23, 1984
FPI SECURITIES, INC.
October 14, 1982 - July 23, 1987
CREST SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FPI SECURITIES, INC.
CRD#: 10280 / SEC#: , 8-26836
Contact information
Documents
Red Flags
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