Aubrey S. Garrison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aubrey Sutton Garrison was a registered financial professional .
Aubrey is a previously registered financial professional and started their career in finance in 1982. Aubrey had worked at 7 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2010 - May 22, 2019
CANNON SECURITIES, INC.
October 1, 1996 - January 5, 2010
OSAIC FA, INC.
January 10, 1994 - February 3, 2011
TRANSAMERICA INVESTORS SECURITIES, LLC
September 28, 1992 - October 1, 1996
UNUM SALES CORPORATION
July 9, 1992 - January 10, 1994
MONY SECURITIES CORPORATION
May 17, 1984 - August 4, 1987
PRUCO SECURITIES, LLC.
September 9, 1982 - April 18, 1984
THE VARIABLE ANNUITY MARKETING COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CANNON SECURITIES, INC.
CRD#: 152287 / SEC#: , 8-68437
Contact information
FINRA licenses (3 States and Territories)
Red Flags
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