Charles K. Dargan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Kent Dargan, who also goes by Charles Kent II Dargan, Charley Dargan Ii, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1982. Charles had worked at 8 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2012 - November 26, 2013
MERRIMAN CAPITAL, INC.
April 29, 2005 - July 11, 2008
FIRST GLOBAL SECURITIES, INC.
March 13, 2003 - January 6, 2012
PACIFIC SUMMIT SECURITIES
October 16, 1998 - December 31, 2000
THE SEIDLER COMPANIES INCORPORATED
December 13, 1996 - March 11, 1998
L.H. FRIEND, WEINRESS, FRANKSON & PRESSON, LLC
January 20, 1994 - October 22, 1996
ALEXANDER DUNHAM SECURITIES, INC.
January 17, 1990 - May 19, 1993
HOULIHAN LOKEY CAPITAL, INC.
November 22, 1982 - November 21, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MERRIMAN CAPITAL, INC.
CRD#: 18296 / SEC#: , 8-36420
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 1 |
Red Flags
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