Claude G. Ohanesian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Claude Garig Ohanesian was a registered financial professional .
Claude is a previously registered financial professional and started their career in finance in 1982. Claude had worked at 7 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2011 - December 31, 2022
CGO WEALTH MANAGEMENT, LLC
October 29, 2010 - December 19, 2012
OAK FAMILY ADVISORS, LLC
October 20, 2010 - October 27, 2010
B. RILEY WEALTH MANAGEMENT
October 19, 2010 - October 27, 2010
B. RILEY WEALTH MANAGEMENT
June 1, 2009 - October 29, 2010
MORGAN STANLEY
June 1, 2009 - October 29, 2010
MORGAN STANLEY
March 15, 2001 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
July 31, 1993 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
February 15, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
September 24, 1982 - February 15, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CGO WEALTH MANAGEMENT, LLC
CRD#: 155559 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 258 |
| AUM (Assets Under Management) | $ 150,971,616 |
Red Flags
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