Erwin Marine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erwin Marine was a registered financial professional .
Erwin is a previously registered financial professional and started their career in finance in 1982. Erwin had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2009 - December 31, 2014
TREND INVESTMENT CO.
September 10, 2003 - November 1, 2004
FSC SECURITIES CORPORATION
June 11, 1998 - November 1, 2004
FSC SECURITIES CORPORATION
April 22, 1998 - December 31, 2004
ZEPHYR INVESTMENT MANAGEMENT
January 30, 1996 - June 19, 1998
CETERA WEALTH SERVICES, LLC
January 5, 1984 - December 31, 1995
LPL FINANCIAL LLC
September 29, 1983 - December 20, 1983
ASSOCIATED SECURITIES CORP.
August 23, 1982 - July 27, 1983
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TREND INVESTMENT CO.
CRD#: 150340 / SEC#:
Contact information
Red Flags
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