Donald J. Anthony
Professional summary
Donald Joseph Anthony JR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Donald is a previously registered financial advisor and started their career in finance in 1982. Prior to being barred, Donald had worked at 6 firms, which includes ETICO WEALTH MANAGEMENT LLC, DINOSAUR FINANCIAL GROUP L.L.C, MCGINN SMITH ADVISORS LLC, MCGINN SMITH & CO. INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, MONY SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2010 - June 10, 2011
ETICO WEALTH MANAGEMENT LLC
January 4, 2010 - February 25, 2011
DINOSAUR FINANCIAL GROUP, L.L.C
February 22, 2006 - April 1, 2009
MCGINN, SMITH ADVISORS LLC
November 11, 1997 - December 31, 2009
MCGINN, SMITH & CO., INC.
January 10, 1991 - September 15, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 14, 1982 - October 15, 1990
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
ETICO WEALTH MANAGEMENT LLC
CRD#: 151046 / SEC#: 801-70445
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 225,507 |
Red Flags
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