Robert I. Black
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert I Black, who also goes by Robert I Black, Robert Irgens Black, Rob I Black, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1982. Robert had worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2018 - October 31, 2019
ALLSTATE FINANCIAL ADVISORS, LLC
November 1, 2018 - October 31, 2019
ALLSTATE FINANCIAL SERVICES, LLC
November 28, 2017 - July 11, 2018
EQUITABLE ADVISORS, LLC
November 22, 2017 - July 11, 2018
EQUITABLE ADVISORS, LLC
May 2, 2014 - August 16, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 1, 2014 - August 16, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 10, 2013 - April 3, 2014
PNC WEALTH MANAGEMENT LLC
January 10, 2013 - April 3, 2014
PNC WEALTH MANAGEMENT LLC
September 19, 2012 - December 10, 2012
SANTANDER SECURITIES LLC
September 19, 2012 - December 10, 2012
SANTANDER SECURITIES LLC
May 17, 2012 - September 19, 2012
LPL FINANCIAL LLC
May 17, 2012 - September 19, 2012
LPL FINANCIAL LLC
October 20, 2006 - May 9, 2012
PNC WEALTH MANAGEMENT LLC
October 20, 2006 - May 9, 2012
PNC WEALTH MANAGEMENT LLC
October 20, 2004 - October 19, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - October 19, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 27, 2002 - October 20, 2004
QUICK & REILLY, INC.
August 7, 2000 - October 20, 2004
QUICK & REILLY, INC.
May 25, 2000 - August 7, 2000
FLEET ENTERPRISES, INC.
November 17, 1999 - May 10, 2000
ROBERTSON STEPHENS, INC.
October 21, 1999 - November 19, 1999
APEX CLEARING CORPORATION
April 10, 1995 - April 16, 1997
IDS LIFE INSURANCE COMPANY
April 10, 1995 - April 16, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
April 18, 1989 - December 13, 1989
TUCKER ANTHONY INCORPORATED
July 21, 1987 - April 27, 1989
LEHMAN BROTHERS INC.
November 18, 1982 - July 16, 1987
STOEVER, GLASS & COMPANY INC.
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
