Edward G. Minnich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Gustave Minnich Jr, who also goes by Edward Gustave Minnich Jr, Edward Gustave Minnich Jr., E G Minnich Jr, Ed Minnich Jr, Edward Gustave Minnich, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 2013. Edward had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2018 - January 17, 2019
KESTRA ADVISORY SERVICES, LLC
May 29, 2018 - January 17, 2019
KESTRA INVESTMENT SERVICES, LLC
April 18, 2016 - June 18, 2018
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
April 18, 2016 - June 18, 2018
CAMBRIDGE INVESTMENT RESEARCH, INC.
November 19, 2015 - May 10, 2016
PARK AVENUE SECURITIES LLC
September 18, 2015 - May 10, 2016
PARK AVENUE SECURITIES LLC
July 3, 2013 - January 23, 2015
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
