Kenneth Rosenstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Rosenstein, who also goes by Ken Rosenstein, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1984. Kenneth had worked at 11 firms and has passed the Series 63, SIE, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2017 - February 12, 2019
BRIGHTHOUSE SECURITIES, LLC
January 3, 2013 - March 6, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
May 3, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
May 3, 2005 - January 4, 2013
MSI FINANCIAL SERVICES, INC.
February 13, 1998 - July 11, 2005
WALNUT STREET SECURITIES, INC.
November 14, 1997 - April 29, 1998
MML INVESTORS SERVICES, LLC
March 4, 1996 - September 4, 1996
MUTUAL SERVICE CORPORATION
January 31, 1995 - August 25, 1995
OSAIC WEALTH, INC.
May 15, 1990 - December 12, 1995
G. R. PHELPS & CO., INC.
October 27, 1989 - August 21, 1991
HOYT SECURITIES
December 17, 1984 - November 3, 1989
VP DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRIGHTHOUSE SECURITIES, LLC
CRD#: 285300 / SEC#: , 8-69845
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRIGHTHOUSE HOLDINGS, LLC | SOLE MEMBER (SHAREHOLDER) | |
| BEAULIEU, PHILIP JOHNATHON | VICE PRESIDENT | 5300540 |
| DAVIS, MICHAEL BENJAMIN | VICE PRESIDENT | 1742347 |
| LAMBERT, MYLES JOSEPH | CHAIRMAN PRESIDENT AND CEO | 3107551 |
| LEINTZ, DONALD ANTHONY | VICE PRESIDENT | 4374813 |
| MACILVANE, KEVIN MICHAEL JR | VICE PRESIDENT | 5164574 |
| MARTINEZ, JOHN GREGORY | PRINCIPAL FINANCIAL OFFICER | 2210722 |
| MORGAN, JANET MARIE | VICE PRESIDENT | 6770849 |
| NIGRO, GERARD JOSEPH | SENIOR VICE PRESIDENT | 1577003 |
| PROHONIC, KRISTIN LEE | CHIEF COMPLIANCE OFFICER | 3048592 |
Red Flags
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