Sharon E. Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sharon Ellen Williams, who also goes by Sharon Ellen Bueck, was a registered financial professional .
Sharon is a previously registered financial professional and started their career in finance in 1982. Sharon had worked at 5 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2011 - July 3, 2012
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
December 9, 2011 - July 3, 2012
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
September 24, 2004 - July 3, 2012
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
June 1, 1993 - November 1, 2001
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
August 28, 1986 - June 1, 1993
TEMPLETON FUNDS DISTRIBUTOR, INC.
September 9, 1982 - May 13, 1983
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
CRD#: 27884 / SEC#: , 8-43206
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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