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ED

Edward G. Degalan

MMI ASSET MANAGEMENT SERVICES
Owosso, MI 48867
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CRD#: 1060053
ED

Professional summary


Edward George Degalan JR, who also goes by Edward George Jr Degalan, Ned Degalan, is a registered financial advisor currently at MMI ASSET MANAGEMENT SERVICES, LLC located in Owosso, Michigan.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Edward has worked at 6 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 22 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Edward George Jr Degalan | Ned Degalan

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.MMI FINANCIAL GROUP, INC./OWOSSO, MI 48867/ 50% PARTNER/SINCE 1997/INDEPENDENT INSURANCE AGENT/SALES OF FIXED INSURANCE PRODUCTS AND GROUP HEALTH SALES /INVESTMENT-RELATED/170 HOURS PER MONTH.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Edward George Degalan JR's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 10, 2015 - Present

MMI ASSET MANAGEMENT SERVICES, LLC

Office #1: 120 W. Exchange Street, Suite 103a, Owosso, MI 48867
RIA
CRD#: 175073
Owosso, MI
Past

September 5, 2013 - April 1, 2015

ROYAL ADVISORS, LLC

RIA
CRD#: 145006
OWOSSO, MI
Past

July 11, 2013 - April 1, 2015

ROYAL SECURITIES COMPANY

BD
CRD#: 10702
OWOSSO, MI
Past

October 3, 2011 - July 8, 2013

ALLIED BEACON PARTNERS, INC.

BD
CRD#: 46227
OWOSSAO, MI
Past

January 2, 1998 - September 30, 2011

WORKMAN SECURITIES CORPORATION

BD
CRD#: 31898
OWOSSO, MI
Past

September 7, 1982 - December 31, 1997

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Michigan
(6/10/2015)

Exams


State Security Law Exam
IAR
Series 65
Date: 9/4/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 12/13/2000
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


MA
MMI ASSET MANAGEMENT SERVICES, LLC
MMI ASSET MANAGEMENT SERVICES, LLC | MMI FINANCIAL GROUP, INC.

CRD#: 175073 / SEC#:

Michigan
Registered Investment Advisory firm - (5/20/2015 Approved)
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Contact information


Main Address
120 W. Exchange Street, Suite 103a, Owosso, MI 48867
Mailing Address
Phone number
(989) 725-9878
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts109
AUM (Assets Under Management)$ 9,725,033

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MMI ASSET MANAGEMENT SERVICES, LLC

CRD#: 175073Owosso, MI 48867

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