JM
John G. Mazzola
VICUS CAPITAL
LABADIE, MO 63055
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CRD#: 1060018
JM
Professional summary
John Glennon Mazzola is a registered financial advisor currently at VICUS CAPITAL, INC. located in Labadie, Missouri and CETERA WEALTH SERVICES, LLC located in Labadie, Missouri.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. John has worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INDEPENDENT INSURANCE AGENT, DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, BEGAN 07/1973, 4HRS/WKDY ONLY; 2. VICUS CAPITAL, INC., INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, OUTSIDE RIA - ADVISORY BUSINESS, START 12/2010, 21HRS/WK (20 TRADING HOURS), INVESTMENT ADVISOR REPRESENTATIVE; 3. WEST COUNTY FINANCIAL SERVICES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR INSURANCE, SECURITIES, & ADVISORY SERVICES, START 1992, 40HRS/WK (32.5 TRADING HOURS), INSURANCE AGENT, REGISTERED REPRESENTATIVE, INVESTMENT ADVISOR REPRESENTATIVE; 4. NAME OF OTHER BUSINESS: WILKINSON PLACE HOMEOWNERS ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 350 SWEET BRIAR CT, LABADIE, MO 63055; NATURE OF BUSINESS: HOA; START DATE: 05/2018; POSITION/TITLE/RELATIONSHIP: BOARD TRUSTEE; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: MEET A COUPLE TIMES A YEAR, DISCUSS GENERAL SUBDIVISION BUSINESS, VOTE ON MOTIONS; 5. NAME OF OTHER BUSINESS: STONEBROOK VILLAGE HOMEOWNERS ASSN; INVESTMENT RELATED: NO; ADDRESS: 11 BROOKMOORE, UNION, MO 63084; NATURE OF BUSINESS: BOARD; START DATE: 2/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PRESIDE OVER ASSOCIATION BOARD OF DIRECTORS MEETINGS;
CRS (Client Relationship Summary) - RIA
Click below to view John Glennon Mazzola's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 17, 2010 - Present
VICUS CAPITAL, INC.
Office #1: 350 Sweet Briar Court, Labadie, MO 63055RIA
CRD#: 116021
LABADIE, MO
Current
September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
LABADIE, MO
Past
February 19, 1999 - April 14, 2011
WEST COUNTY FINANCIAL SERVICES
RIA
CRD#: 113810
ST. LOUIS, MO
Past
June 1, 1996 - September 3, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
ST. LOUIS, MO
Past
January 21, 1993 - June 1, 1996
NORTH AMERICAN MANAGEMENT, INC.
BD
CRD#: 624
SIOUX FALLS, SD
Past
March 6, 1987 - December 31, 1992
TRANSAMERICA SECURITIES SALES CORPORATION
BD
CRD#: 17970
LOS ANGELES, CA
Past
May 14, 1985 - December 31, 1992
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
LOS ANGELES, CA
Past
November 23, 1982 - June 18, 1985
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VICUS CAPITAL, INC.
PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK
CRD#: 116021 / SEC#: 801-60628
RIA
Registered Investment Advisory firm - (10/5/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/15/2016)
RR
Colorado(9/3/2013)
RR
Florida(9/3/2013)
RR
Illinois(9/3/2013)
RR
Kansas(12/2/2020)
RR
Michigan(1/2/2015)
IAR
Missouri(11/17/2010)
RR
Missouri(9/3/2013)
RR
New York(9/3/2013)
RR
Oklahoma(9/3/2013)
RR
Texas(9/3/2013)
RR
Wisconsin(12/2/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VC
VICUS CAPITAL, INC.
PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK
CRD#: 116021 / SEC#: 801-60628
RIA
Registered Investment Advisory firm - (10/5/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
476 Rolling Ridge Drive Suite 315, State College, PA 16801
Mailing Address
Phone number
(855) 558-4287
Established
Firm type
Fiscal year end
# of Employees
89
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,058 |
| AUM (Assets Under Management) | $ 2,574,468,218 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
