Eric W. Lund
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric William Lund was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1982. Eric had worked at 7 firms and has passed the Series 63, SIE, Series 6, Series 5, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2016 - July 9, 2024
ATHENE SECURITIES, LLC
April 22, 2003 - June 9, 2003
RMIN SECURITIES, INC.
March 28, 1988 - April 2, 2001
CAPITAL BROKERAGE CORPORATION
March 5, 1987 - March 17, 1988
PRUDENTIAL EQUITY GROUP, LLC
March 3, 1985 - May 1, 1987
E. F. HUTTON & COMPANY INC
May 23, 1983 - February 4, 1985
SUTRO & CO. INCORPORATED
August 30, 1982 - May 20, 1983
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 2/20/1987
Interest Rate Options ExaminationCurrent Firm
ATHENE SECURITIES, LLC
CRD#: 36867 / SEC#: , 8-47499
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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