Michael R. Burns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Robert Burns, who also goes by Michael Burns, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1982. Michael had worked at 14 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2010 - January 26, 2012
AUTO CLUB FUNDS, INC.
March 18, 2008 - March 1, 2010
ALLSTATE FINANCIAL SERVICES, LLC
April 18, 2007 - March 7, 2008
CITIZENS SECURITIES, INC.
April 16, 2007 - March 7, 2008
CITIZENS SECURITIES, INC.
March 31, 2005 - April 26, 2007
FIFTH THIRD SECURITIES, INC.
May 6, 2003 - April 26, 2007
FIFTH THIRD SECURITIES, INC.
December 15, 2000 - April 28, 2003
CITIGROUP GLOBAL MARKETS INC.
February 1, 1999 - December 21, 2000
BANC ONE SECURITIES CORPORATION
February 12, 1997 - February 1, 1999
WINGSPAN INVESTMENT SERVICES
December 24, 1991 - November 19, 1996
CAPITAL BROKERAGE CORPORATION
August 1, 1991 - November 29, 1991
IFMG SECURITIES, INC.
January 9, 1991 - August 1, 1991
PAMCO SECURITIES AND INSURANCE SERVICES
June 5, 1990 - January 28, 1991
MARINER FINANCIAL SERVICES, INC.
April 26, 1989 - January 29, 1990
EMPIRE NATIONAL SECURITIES, INCORPORATED
August 12, 1982 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
August 12, 1982 - April 11, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AUTO CLUB FUNDS, INC.
CRD#: 10580 / SEC#: , 8-27617
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
