James P. Ellman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Philip Ellman was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1982. James had worked at 3 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2011 - August 30, 2020
JUST PLANS, ETC
November 19, 1989 - December 31, 1999
OSAIC WEALTH, INC.
September 24, 1982 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
JUST PLANS, ETC
CRD#: 110288 / SEC#: 801-57672
Contact information
Red Flags
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