Stephen F. Fusi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Francis Fusi was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1982. Stephen had worked at 6 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2011 - April 30, 2015
MFA ASSET MANAGEMENT, LLC
June 9, 2006 - February 18, 2010
BOSTON ADVISORS, LLC
June 28, 2002 - June 9, 2006
BOSTON ADVISORS, INC.
April 19, 1988 - June 3, 2002
BABSON UNITED INVESTMENT ADVISORS INC
November 7, 1986 - April 14, 1987
ROBERT THOMAS SECURITIES, INC
August 26, 1982 - September 3, 1985
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Exams
Current Firm
MFA ASSET MANAGEMENT, LLC
CRD#: 133164 / SEC#: 801-66132
Contact information
Red Flags
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