Keith J. Yonkers
Professional summary
Keith John Yonkers, who also goes by John Keith Yonkers, Keith J Yonkers, is a registered financial advisor currently at KINGSWOOD CAPITAL PARTNERS, LLC located in Irvine, California.
Keith is registered as a RR (Registered Representative) and started their career in finance in 1982. Keith has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Keith John Yonkers's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 15, 2018 - Present
KINGSWOOD CAPITAL PARTNERS, LLC
Office #1: 19800 Macarthur Blvd., Suite 650, Irvine, CA 92612February 21, 2017 - June 15, 2018
SGMA CAPITAL MARKETS LIMITED
August 14, 2015 - June 2, 2016
FUSION ANALYTICS SECURITIES LLC
February 9, 2011 - March 26, 2015
BCC ADVISORY SERVICES, LLC
November 5, 2007 - March 5, 2009
BDO CAPITAL ADVISORS, LLC
August 22, 2007 - September 20, 2007
DEUTSCHE BANK SECURITIES INC.
March 9, 2005 - September 2, 2005
CITIGROUP GLOBAL MARKETS INC.
March 9, 2005 - September 2, 2005
CITIGROUP GLOBAL MARKETS INC.
February 5, 2003 - September 2, 2005
CITIGROUP GENEVA CAPITAL STRATEGIES INC.
July 8, 1997 - February 11, 2003
CITIGROUP GLOBAL MARKETS INC.
July 31, 1993 - February 11, 2003
CITIGROUP GLOBAL MARKETS INC.
April 27, 1985 - July 31, 1993
LEHMAN BROTHERS INC.
August 26, 1982 - November 12, 1984
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/15/2018)
Exams
Series 8
Date: 8/27/1986
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
KINGSWOOD CAPITAL PARTNERS, LLC
CRD#: 288898 / SEC#: , 8-69967
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KINGSWOOD US, LLC | MEMBER | |
| ALSORAIMI, MOHAMED | CCO | 5319490 |
| GOLDEN, JAIME GALIONE | PRESIDENT - BUSINESS DEVELOPMENT AND ACQUISITIONS | 2946822 |
| NESSIM, MICHAEL HASKEL | CEO | 2573543 |
| PITKOFF, DAVID JONATHAN | CFO | 2822280 |
| RAYEVSKIY, VALERIY P | COO | 5788810 |
| ROMERO, MONIQUE VICTORIA | FINOP | 6712654 |
| WILDER, JEREMY MATHEW | CHIEF LEGAL OFFICER | 7080690 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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