Margaret M. Welch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Miller Welch, who also goes by Margaret M Welch, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 1982. Margaret had worked at 6 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2002 - March 12, 2018
SBSB FINANCIAL ADVISORS
February 6, 2001 - October 23, 2007
CAPITOL SECURITIES MANAGEMENT, INC.
April 17, 1991 - February 5, 2001
FSC SECURITIES CORPORATION
May 29, 1986 - April 29, 1991
ALEXANDRA ARMSTRONG ASSOCIATES, INC.
June 12, 1984 - June 6, 1986
CITIGROUP GLOBAL MARKETS INC.
August 26, 1982 - May 10, 1984
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SBSB FINANCIAL ADVISORS
CRD#: 109732 / SEC#: 801-38301
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
