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GL

Gayla A. Lopez

COMMERCE STREET CAPITAL
Dallas, TX 75202
Some features on this profile are disabled
CRD#: 1059708
GL

Professional summary


Gayla Ann Lopez, who also goes by Gayla Perkins Holland, Gayla Ann Perkins, Gayla Perkins, is a registered financial professional currently at COMMERCE STREET CAPITAL, LLC located in Dallas, Texas.

Gayla is registered as a RR (Registered Representative) and started their career in finance in 1986. Gayla has worked at 7 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Gayla Perkins Holland | Gayla Ann Perkins | Gayla Perkins

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Gayla Ann Lopez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 1, 2007 - Present

COMMERCE STREET CAPITAL, LLC

Office #1: 1445 Ross Ave. Suite 2700, Dallas, TX 75202
BD
CRD#: 143797
Dallas, TX
Past

May 19, 2006 - February 28, 2008

SAMCO CAPITAL MARKETS, INC.

BD
CRD#: 136532
DALLAS, TX
Past

February 3, 2003 - May 19, 2006

PENSON FINANCIAL SERVICES, INC.

BD
CRD#: 25866
DALLAS, TX
Past

July 20, 2000 - February 3, 2003

SERVICE ASSET MANAGEMENT COMPANY

BD
CRD#: 47157
AUSTIN, TX
Past

December 15, 1995 - September 1, 2000

PENSON FINANCIAL SERVICES, INC.

BD
CRD#: 25866
DALLAS, TX
Past

November 3, 1988 - December 15, 1995

SERVICE ASSET MANAGEMENT COMPANY

BD
CRD#: 18577
Past

February 4, 1987 - April 19, 1988

HILLTOP SECURITIES INC.

BD
CRD#: 6220
DALLAS, TX
Past

May 22, 1986 - February 18, 1987

THOMSON MCKINNON SECURITIES INC.

BD
CRD#: 829

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(10/1/2007)

Exams


State Security Law Exam
RR
Series 63
Date: 2/11/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


CS
COMMERCE STREET CAPITAL, LLC
COMMERCE STREET CAPITAL, LLC

CRD#: 143797 / SEC#: , 8-67606

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
1445 Ross Ave. Suite 2700, Dallas, TX 75202
Mailing Address
1445 Ross Ave. Suite 2700, Dallas, TX 75202
Phone number
(214) 545-6800
Established
Texas since 01/18/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
COMMERCE STREET HOLDINGS, LLCMEMBER
GROSS, WILLIAM DUDLEYCHAIRMAN1032405
HASHAWAY, BOBBY LEECCO, COO, EVP, SECRETARY5675925
JOHN, VARKEY (NMN)FINOP4530162
WILEY, DORY ALANPRESIDENT, CEO2034240

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


COMMERCE STREET CAPITAL, LLC

CRD#: 143797Dallas, TX 75202

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