Noreen Harrington
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Noreen Harrington was a registered financial professional .
Noreen is a previously registered financial professional and started their career in finance in 1982. Noreen had worked at 4 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2007 - December 14, 2015
M.D. SASS SECURITIES, L.L.C.
April 1, 1993 - January 4, 1997
GOLDMAN SACHS & CO. LLC
February 19, 1992 - April 2, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 22, 1986 - February 18, 1992
GOLDMAN SACHS & CO. LLC
September 23, 1982 - March 28, 1985
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
M.D. SASS SECURITIES, L.L.C.
CRD#: 139760 / SEC#: , 8-67246
Contact information
FINRA licenses (16 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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