Daniel J. Henrichs

KRILOGY

St. Louis, MO 63141

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CRD#: 1059550

Professional summary

Daniel Joseph Henrichs, CFP®, CIMA® is a registered financial advisor currently at KRILOGY located in St. Louis, Missouri.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Daniel has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Joseph Henrichs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1986

CIMA^®

Certified Investment Management Analyst

Experience

Current

January 10, 2022 - Present

KRILOGY

Office #1: 275 N. Lindbergh Blvd. Suite 20, St. Louis, MO 63141

RIA

CRD#: 149046

St. Louis, MO

Past

March 20, 2012 - January 27, 2022

INTEGRATED WEALTH ADVISORS LLC

RIA

CRD#: 161188

CHESTERFIELD, MO

Past

November 15, 2010 - March 29, 2012

OPTIMUM WEALTH MANAGEMENT, LLC

RIA

CRD#: 147688

ST. LOUIS, MO

Past

January 7, 2009 - November 5, 2010

BREWER INVESTMENT ADVISORS LLC

RIA

CRD#: 134631

CHICAGO, IL

Past

January 7, 2009 - November 5, 2010

BREWER FINANCIAL SERVICES, LLC

CRD#: 132558

ST LOUIS, MO

Past

November 14, 2008 - December 19, 2008

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

CLAYTON, MO

Past

November 14, 2008 - December 19, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

CLAYTON, MO

Past

April 12, 1998 - November 17, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CLAYTON, MO

Past

July 15, 1996 - November 17, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CLAYTON, MO

Past

August 26, 1982 - July 16, 1996

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KRILOGY

CRD#: 149046 / SEC#: 801-69838

RIA

Registered Investment Advisory firm - (1/12/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(1/10/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/8/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/4/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/21/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 2/11/1997

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

KRILOGY

CRD#: 149046 / SEC#: 801-69838

RIA

Registered Investment Advisory firm - (1/12/2009 Approved)

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Contact information

Main Address

275 N. Lindbergh Ste. 20, St. Louis, MO 63141

Mailing Address

Phone number

(314) 884-2800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (3/31/2025)

KRILOGY FINANCIAL, LLC CLIENT BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	10,780
AUM (Assets Under Management)	$ 4,954,332,013

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/13/2025	Cover Page	Report
02/27/2025	Cover Page	Report
10/12/2023	Cover Page	Report
01/03/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel J. Henrichs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Joseph Henrichs's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRATED WEALTH ADVISORS LLC

OPTIMUM WEALTH MANAGEMENT, LLC

BREWER INVESTMENT ADVISORS LLC

BREWER FINANCIAL SERVICES, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

KRILOGY

State Registrations and Notice Filings

Exams

Series 65

Date: 8/8/1996

Series 63

Date: 9/4/1982

Series 7

Date: 8/21/1982

Series 8

Date: 2/11/1997

Current Firm

KRILOGY

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KRILOGY

TRUST BUT VERIFY

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