Lewis R. Gridley
Professional summary
Lewis Ransom Gridley, CFP®, who also goes by Lewis Ransom Gulick Gridley, Randy Gridley, is a registered financial advisor currently at GRIDLEY ASSOCIATES INC located in Sausalito, California.
Lewis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Lewis has worked at 2 firms and has passed the Series 65, Series 63, Series 5, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lewis Ransom Gridley's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2000
Experience
November 6, 2013 - Present
GRIDLEY ASSOCIATES INC
April 27, 2001 - December 31, 2011
GRIDLEY ASSOCIATES INC
October 20, 1982 - December 8, 2000
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/6/2013)
Exams
Series 5
Date: 6/1/1983
Interest Rate Options ExaminationSeries 8
Date: 11/8/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
GRIDLEY ASSOCIATES INC
CRD#: 131258 / SEC#: 801-67933
Contact information
Regulatory assets under management
| Total Number of Accounts | 34 |
| AUM (Assets Under Management) | $ 95,068,844 |
Red Flags
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