Brett M. Levy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brett Matthew Levy was a registered financial professional .
Brett is a previously registered financial professional and started their career in finance in 1992. Brett had worked at 9 firms and has passed the Series 63, Series 86, Series 7TO, Series 87, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2020 - March 4, 2022
BCW SECURITIES LLC
September 18, 2017 - May 21, 2018
R. SEELAUS & CO., LLC
April 4, 2016 - September 25, 2017
LOOP CAPITAL MARKETS LLC
June 15, 2015 - January 15, 2016
CRT CAPITAL GROUP LLC
March 29, 2007 - June 3, 2013
JEFFERIES HIGH YIELD TRADING, LLC
July 27, 2004 - June 5, 2015
JEFFERIES LLC
November 3, 2000 - July 28, 2004
RBC CAPITAL MARKETS CORPORATION
April 9, 1999 - November 9, 2000
CREDIT SUISSE SECURITIES (USA) LLC
May 21, 1992 - April 13, 1999
DB ALEX. BROWN LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
BCW SECURITIES LLC
CRD#: 144930 / SEC#: , 8-67685
Contact information
FINRA licenses (18 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
