Brian K. Hunt
Professional summary
Brian Keith Hunt, CFP® is a registered financial advisor currently at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC located in Pensacola, Florida.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Brian has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brian Keith Hunt's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brian Keith Hunt's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 16, 2002 - Present
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Office #1: 25 W Cedar St, Ste 108 [satellite], Pensacola, FL 32502Office #3: 532 Boulevard Park West, Mobile, AL 36609August 16, 2002 - Present
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Office #1: 25 W Cedar St, Ste 108 [satellite], Pensacola, FL 32502Office #2: 532 Boulevard Park West, Mobile, AL 36609April 15, 1994 - August 27, 2002
PRUDENTIAL EQUITY GROUP, LLC
March 29, 1988 - August 27, 2002
PRUDENTIAL EQUITY GROUP, LLC
May 3, 1985 - April 13, 1988
THE ROBINSON-HUMPHREY COMPANY, LLC
August 26, 1982 - May 13, 1985
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025 / SEC#: 801-57434, 8-28721
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/16/2002)
(8/16/2002)
(4/4/2018)
(8/4/2006)
(3/30/2005)
(2/13/2019)
(1/14/2022)
(8/6/2014)
(12/19/2018)
(8/16/2002)
(5/25/2016)
(8/16/2002)
(12/18/2018)
(5/8/2023)
(4/4/2018)
(4/4/2018)
(12/22/2015)
(1/6/2006)
(3/30/2005)
(4/4/2018)
(4/24/2018)
(8/16/2002)
(12/22/2015)
(1/14/2022)
(4/4/2018)
(11/8/2022)
(3/16/2017)
(4/4/2018)
(3/30/2005)
(5/26/2010)
(4/4/2018)
(4/4/2018)
(4/4/2018)
(12/8/2009)
(3/30/2005)
(3/30/2005)
(8/11/2016)
(7/29/2020)
(1/14/2022)
(3/30/2005)
(12/5/2019)
(12/22/2015)
(5/17/2023)
Exams
FINRA
Current Firm
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025 / SEC#: 801-57434, 8-28721
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WACHOVIA SECURITIES FINANCIAL HOLDINGS, LLC | SOLE MEMBER | |
| CRAVEN, JAMES J | BOARD OF MANAGERS | 4323533 |
| GINDI, SOL | BOARD OF MANAGERS | 4903526 |
| KARANIK, ERIK ANTHONY | CHIEF EXECUTIVE OFFICER / BOARD OF MANAGERS | 2260890 |
| LACEY, PAUL | PRINCIPAL OPERATIONS OFFICER/CONTROL PRINCIPAL | 5616656 |
| MARKMANN, DAVID FRANZ | DESIGNATED TEXAS OFFICER | 2637778 |
| PATEL, RAKESH | CHIEF FINANCIAL OFFICER | 5385585 |
| SANKOVICH, PAUL CAMERON | CHIEF COMPLIANCE OFFICER | 2475029 |
| TA, KIMBERLY CROWDER | BOARD OF MANAGERS/CONTROL PRINCIPAL | 4717506 |
| TYERS, JOHN R | PRESIDENT/BOARD OF MANAGERS/CONTROL PRINCIPAL | 2632380 |
Regulatory assets under management
| Total Number of Accounts | 401,726 |
| AUM (Assets Under Management) | $ 197,360,196,619 |
Disclosures
| Regulatory Event | 35 |
| Arbitration | 39 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 12/11/2023 | ||
| 02/17/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025Pensacola, FL 32502TRUST BUT VERIFY
Monitor Brian Hunt
Get automatic monthly alerts on: