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Harry Charles Struck

CRD# 1059401·Registered 1982 - 2007
Previously Registered: Being a previously registered professional could mean that Harry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Harry Charles Struck was a registered financial advisor. Harry was a previously registered financial professional and started their career in finance 1982 - 2007. Harry had worked at 6 firms and has passed the Series 63, Series 7 and Series 3 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

JUNIPER CAPITAL GROUP, LLC·CRD# 122952
BD
New York, NY
June 20, 2005 - November 8, 2007
SGI, LLC·CRD# 32922
BD
New York, NY
October 30, 2002 - June 18, 2003
THE VARIABLE ANNUITY MARKETING COMPANY·CRD# 5081
BD
July 24, 1985 - May 5, 1986
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
March 21, 1985 - November 13, 1991
GREEN HILL FINANCIAL SERVICE CORPORATION·CRD# 4882
BD
May 2, 1984 - March 26, 1985
DREXEL BURNHAM LAMBERT INCORPORATED·CRD# 7323
BD
September 23, 1982 - January 27, 1984

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Current Firm

JC
JUNIPER CAPITAL GROUP, LLC

JUNIPER CAPITAL GROUP, LLC

CRD#: 122952 / SEC#: 8-65551
BD
Terminated by SEC on 06/19/2012

Contact Information

Established

Delaware since 12/17/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
THE JUNIPER GROUP LLCPARENT—
MANCERA, EILEEN EVELYNDESIGNATED GENL SEC PRINCIPAL4584226
MERLO, KENNETHGENERAL SECURITIES PRINCIPAL, CCO4832294
SUSSMAN, STEPHEN JEFFREYFINOP2181860

Disclosures

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2009About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 2002About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Aug 1982About the Series 3 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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