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HS

Harry C. Struck

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CRD#: 1059401
HS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Harry Charles Struck was a registered financial professional .

Harry is a previously registered financial professional and started their career in finance in 1982. Harry had worked at 6 firms and has passed the Series 63, Series 7 and Series 3 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 20, 2005 - November 8, 2007

JUNIPER CAPITAL GROUP, LLC

BD
CRD#: 122952
NEW YORK, NY
Past

October 30, 2002 - June 18, 2003

SGI, LLC

BD
CRD#: 32922
NEW YORK, NY
Past

July 24, 1985 - May 5, 1986

THE VARIABLE ANNUITY MARKETING COMPANY

BD
CRD#: 5081
Past

March 21, 1985 - November 13, 1991

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
Past

May 2, 1984 - March 26, 1985

GREEN HILL FINANCIAL SERVICE CORPORATION

BD
CRD#: 4882
Past

September 23, 1982 - January 27, 1984

DREXEL BURNHAM LAMBERT INCORPORATED

BD
CRD#: 7323

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 2/9/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


JC
JUNIPER CAPITAL GROUP, LLC
JUNIPER CAPITAL GROUP, LLC

CRD#: 122952 / SEC#: , 8-65551

BD
Terminated by SEC on 06/19/2012
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 12/17/2001
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
THE JUNIPER GROUP LLCPARENT
MANCERA, EILEEN EVELYNDESIGNATED GENL SEC PRINCIPAL4584226
MERLO, KENNETHGENERAL SECURITIES PRINCIPAL, CCO4832294
SUSSMAN, STEPHEN JEFFREYFINOP2181860

Disclosures


Civil Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


JUNIPER CAPITAL GROUP, LLC

CRD#: 122952

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