Douglas L. Peyton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Lloyd Peyton was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1982. Douglas had worked at 9 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2008 - December 31, 2015
WISE WEALTH MANAGEMENT, INC.
August 8, 2007 - October 31, 2008
VOYA FINANCIAL ADVISORS, INC.
January 12, 2007 - October 31, 2008
VOYA FINANCIAL ADVISORS, INC.
April 14, 2000 - December 31, 2003
TRANSAMERICA FINANCIAL ADVISORS, LLC
November 10, 1999 - November 17, 2006
TRANSAMERICA FINANCIAL ADVISORS, LLC
March 1, 1996 - November 18, 1999
MML INVESTORS SERVICES, LLC
May 6, 1994 - March 1, 1996
G. R. PHELPS & CO., INC.
January 13, 1987 - December 22, 1987
SUPENA-NYMAN INVESTMENT CORPORATION
February 14, 1986 - February 5, 1987
CARILLON INVESTMENTS, INC.
April 9, 1984 - February 13, 1987
USLIFE EQUITY SALES CORP.
October 20, 1982 - March 7, 1984
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WISE WEALTH MANAGEMENT, INC.
CRD#: 147739 / SEC#:
Contact information
Red Flags
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