Lelan R. Pack
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lelan Ray Pack was a registered financial professional .
Lelan is a previously registered financial professional and started their career in finance in 1983. Lelan had worked at 11 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2006 - May 20, 2008
LOWELL & COMPANY, INC.
March 6, 2002 - February 12, 2004
PRIMEX
September 1, 2001 - December 31, 2001
USALLIANZ SECURITIES, INC.
February 9, 2001 - June 21, 2001
ONEAMERICA SECURITIES, INC.
February 9, 2001 - June 21, 2001
AMERICAN UNITED LIFE INSURANCE COMPANY
October 29, 1998 - January 1, 2001
WOODSTOCK FINANCIAL GROUP, INC.
November 14, 1994 - July 15, 1998
NATIONAL PLANNING CORPORATION
July 19, 1990 - December 21, 1992
NORTH AMERICAN MANAGEMENT, INC.
August 1, 1988 - August 29, 1989
PFS INVESTMENTS INC.
December 5, 1983 - February 2, 1984
THE TRAVELERS INSURANCE COMPANY
December 5, 1983 - September 24, 1987
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LOWELL & COMPANY, INC.
CRD#: 24913 / SEC#: 801-69460, 8-41437
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LOWELL, WILLIAM HAMILTON | CHIEF COMPLIANCE OFFICER/PRESIDENT/CROP/SROP | 1158722 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
