Joseph T. Mcmenamin
Professional summary
Joseph T Mcmenamin, who also goes by Joseph Thomas Mcmenamin, is a registered financial professional currently at VISION 4 FUND DISTRIBUTORS located in Scottsdale, Arizona.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1982. Joseph has worked at 16 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph T Mcmenamin's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2019 - Present
VISION 4 FUND DISTRIBUTORS
Office #1: 9260 E. Raintree Drive Suite 100, Scottsdale, AZ 85260April 11, 2018 - January 7, 2019
FIRST DOMINION CAPITAL CORP.
December 16, 2014 - September 7, 2017
TRANSAMERICA CAPITAL, LLC
May 7, 2012 - December 9, 2014
PUTNAM INVESTMENT MANAGEMENT, LLC
April 26, 2012 - December 9, 2014
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
June 15, 2010 - March 1, 2012
HATTERAS INVESTMENT PARTNERS LLC
April 9, 2010 - March 1, 2012
HATTERAS CAPITAL DISTRIBUTORS, LLC
February 21, 2003 - August 17, 2007
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC
January 14, 2002 - January 25, 2010
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
November 1, 1996 - January 8, 2002
EATON VANCE DISTRIBUTORS, INC.
August 5, 1993 - November 1, 1996
EATON VANCE DISTRIBUTORS, INC.
October 20, 1992 - December 20, 1993
NSR DISTRIBUTORS, INC.
May 19, 1992 - August 26, 1992
SUNAMERICA SECURITIES, INC.
February 13, 1990 - May 19, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
June 8, 1987 - March 8, 1989
MONARCH FINANCIAL SERVICES, INC.
November 24, 1982 - November 5, 1986
CINCINNATI ANALYSTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/7/2019)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
VISION 4 FUND DISTRIBUTORS
CRD#: 298105 / SEC#: , 8-70175
Contact information
FINRA licenses (27 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GARD, DAVID WAYNE | MANAGING DIRECTOR | 722647 |
| JOHNSON, HENRY P | MANAGING DIRECTOR | 5559118 |
| KUJALOWICZ, PAUL EDWARD | PRESIDENT/MANAGING DIRECTOR | 1020049 |
| SULLIVAN, CORNELIUS JOSEPH | MANAGING DIRECTOR | 2094448 |
| VAINISI, JEROME ARTHUR | CHIEF EXECUTIVE OFFICER | 2011056 |
| FOSTER, TODD MICHAEL | PASSIVE MEMBER | 3024634 |
| GREER, JOHN WILLIAM | PASSIVE MEMBER | 6148298 |
| LEE, BRYAN MATTHEW | PASSIVE MEMBER | 4779819 |
| QUALTERS, DONALD P | PASSIVE MEMBER | 3184519 |
| DAVIS, TAYLOR RENEE | CHIEF COMPLIANCE OFFICER | 5384424 |
| PORTWOOD, WILLIAM BOYCE | CHIEF FINANCIAL OFFICER/FINOP/PFO/POO | 4853700 |
Red Flags
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