Michael R. Ostrow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Richard Ostrow was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1982. Michael had worked at 7 firms and has passed the SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2010 - December 27, 2018
RNR SECURITIES, L.L.C.
August 20, 2003 - March 31, 2009
PENN PLAZA BROKERAGE, LTD.
November 22, 2000 - February 26, 2002
ARGUS SECURITIES, INC.
May 10, 2000 - August 8, 2000
COUCH & COMPANY, INCORPORATED
June 9, 1999 - April 17, 2000
COUCH & COMPANY, INCORPORATED
December 1, 1998 - April 1, 1999
MONY SECURITIES CORPORATION
October 1, 1995 - December 8, 1998
VOYA FINANCIAL ADVISORS, INC.
September 1, 1982 - October 1, 1995
RELIASTAR FINANCIAL MARKETING CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RNR SECURITIES, L.L.C.
CRD#: 43689 / SEC#: , 8-50366
Contact information
FINRA licenses (42 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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