Brad J. Becker

BECKER FINANCIAL SERVICES

Tucson, AZ

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CRD#: 1059170

Professional summary

Brad John Becker is a registered financial advisor currently at BECKER FINANCIAL SERVICES located in Tucson, Arizona and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Tucson, Arizona.

Brad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Brad has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.BECKER FINANCIAL SERVICE/BECKER CAPITAL MANAGEMENT, 660 CASCADE W PARKWAY, STE 250, GRAND RAPIDS, MI, 9/1997 AS ADVISORY REP OF A RIA. INV REL - 40/WK - 35/TRADING. 2. CAMBRIDGE INVESTMENT RESEARCH; FAIRFIELD, IA; REGISTERED REP, 10/WK - ALL DURING TRADING; START DATE: 10/1996 3. BECKER INVESTMENT MANAGEMENT, LLC, 2026 N MAGNOLIA AVE, TUCSON, AZ, DORMAN LLC, OWNER, 06/05/19, NIR, 0/WK- 0/TRADING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brad John Becker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 9, 2011 - Present

BECKER FINANCIAL SERVICES

RIA

CRD#: 113783

Tucson, AZ

Current

October 4, 1996 - Present

CAMBRIDGE INVESTMENT RESEARCH, INC.

Office #1: 2026 N Magnolia Ave, Tucson, AZ 85712

CRD#: 39543

Tucson, AZ

Past

February 2, 1996 - October 7, 1996

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Past

March 2, 1994 - February 2, 1996

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

May 30, 1990 - March 2, 1994

TRANSAMERICA SECURITIES SALES CORPORATION

CRD#: 17970

LOS ANGELES, CA

Past

May 30, 1990 - March 2, 1994

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD#: 3600

LOS ANGELES, CA

Past

February 19, 1986 - May 15, 1990

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

July 3, 1984 - February 7, 1986

GREEN HILL FINANCIAL SERVICE CORPORATION

CRD#: 4882

Past

September 9, 1982 - June 19, 1984

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

September 9, 1982 - June 19, 1984

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/4/1996)

IAR

Arizona
(10/27/2025)

California
(10/8/1996)

Colorado
(1/4/2021)

Michigan
(4/20/2010)

IAR

Michigan
(2/9/2011)

Montana
(1/20/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/2/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/8/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/1994

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 7/20/1983

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 9/8/1982

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

BECKER FINANCIAL SERVICES

BECKER CAPITAL MANAGEMENT | BRAD JOHN BECKER | BECKER FINANCIAL SERVICES

CRD#: 113783 / SEC#:

Arizona

Registered Investment Advisory firm - (9/1/1994 Approved)

Michigan

Registered Investment Advisory firm - (2/4/2011 Approved)

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Contact information

Main Address

Tucson, AZ

Mailing Address

Phone number

(520) 298-3100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	9
AUM (Assets Under Management)	$ 7,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brad J. Becker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brad John Becker's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

KEOGLER, MORGAN & COMPANY, INC.

SECURITIES AMERICA, INC.

TRANSAMERICA SECURITIES SALES CORPORATION

TRANSAMERICA FINANCIAL ADVISORS, INC.

MUTUAL SERVICE CORPORATION

GREEN HILL FINANCIAL SERVICE CORPORATION

AMERICAN EXPRESS FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/2/1995

Series 63

Date: 9/8/1982

SIE

Date: 10/1/2018

Series 7

Date: 9/20/1994

Series 22

Date: 7/20/1983

Series 6

Date: 9/8/1982

FINRA

Current Firm

BECKER FINANCIAL SERVICES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BECKER FINANCIAL SERVICES

TRUST BUT VERIFY

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