Thomas J. Foster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Joseph Foster was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1982. Thomas had worked at 3 firms and has passed the Series 65, Series 63, Series 16, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2002 - December 31, 2018
AMITY INVESTMENT MANAGEMENT
January 2, 1998 - September 19, 2000
LONG SECURITIES CORPORATION
September 19, 1989 - July 26, 1996
WEDBUSH SECURITIES INC.
October 20, 1982 - July 18, 1986
WEDBUSH SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
AMITY INVESTMENT MANAGEMENT
CRD#: 131004 / SEC#:
Contact information
Red Flags
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