Edward A. Salmon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Anthony Salmon JR., who also goes by Edward Anthony Salmon, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1982. Edward had worked at 6 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2014 - December 9, 2022
RACE ROCK CAPITAL LLC
January 24, 2013 - March 13, 2013
IMPERIAL CAPITAL, LLC
May 27, 2011 - July 24, 2012
RODMAN & RENSHAW, LLC
January 4, 2011 - May 27, 2011
HUDSON SECURITIES,INC.
November 2, 1983 - September 8, 2010
JEFFERIES LLC
July 30, 1982 - October 12, 1983
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RACE ROCK CAPITAL LLC
CRD#: 153363 / SEC#: , 8-68528
Contact information
FINRA licenses (9 States and Territories)
Red Flags
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