Donald P. Hafner

PANORAMIC INVESTMENT ADVISORS

AURORA, CO

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CRD#: 1059114

Professional summary

Donald Phillip Hafner is a registered financial advisor currently at PANORAMIC INVESTMENT ADVISORS located in Aurora, Colorado.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Donald has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SETTLEMENT PARTNERS - OWNER RECEIVES COMMISSION FOR THE SALE OF STRUCTURED SETTLEMENT ANNUITIES (FIXED ANNUITIES) THAT SETTLEMENT PARTNER, LLC PLACES THROUGH SUMMIT SETTLEMENT SERVICES AGENCY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Phillip Hafner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 20, 2017 - Present

PANORAMIC INVESTMENT ADVISORS

RIA

CRD#: 290770

AURORA, CO

Past

June 10, 2002 - December 21, 2017

SII INVESTMENTS, INC.

RIA

CRD#: 2225

CENTENNIAL, CO

Past

February 13, 2002 - December 21, 2017

SII INVESTMENTS, INC.

CRD#: 2225

CENTENNIAL, CO

Past

March 8, 1995 - February 20, 2002

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

August 14, 1990 - May 14, 1997

OMNIVEST, INC.

CRD#: 13396

DENVER, CO

Past

February 5, 1985 - August 14, 1990

WOMEN SECURITIES INTERNATIONAL

CRD#: 10422

LITTLETON, CO

Past

December 13, 1983 - January 24, 1985

CONSOLIDATED INVESTMENT SERVICES, INC.

CRD#: 7929

Past

August 16, 1982 - November 15, 1983

BOARDWALK CAPITAL CORPORATION

CRD#: 10279

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PANORAMIC INVESTMENT ADVISORS

CRD#: 290770 / SEC#: 801-112146

RIA

Registered Investment Advisory firm - (12/8/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(12/20/2017)

IAR

Texas
(12/20/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/23/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/8/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/21/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/16/1983

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 8/12/1982

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/22/1985

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 5/18/1985

Financial and Operations Principal Examination

Current Firm

PANORAMIC INVESTMENT ADVISORS

CRD#: 290770 / SEC#: 801-112146

RIA

Registered Investment Advisory firm - (12/8/2017 Approved)

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Contact information

Main Address

650 South Cherry Street, Suite 840, Glendale, CO 80246

Mailing Address

Phone number

(303) 691-1808

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A BROCHURE (4/3/2025)

Regulatory assets under management

Total Number of Accounts	1,066
AUM (Assets Under Management)	$ 292,521,348

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Donald P. Hafner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Phillip Hafner's CRS (Customer Relationship Summary).

Certified licenses

Experience

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

OMNIVEST, INC.

WOMEN SECURITIES INTERNATIONAL

CONSOLIDATED INVESTMENT SERVICES, INC.

BOARDWALK CAPITAL CORPORATION

Primary Firm SEC Registration

PANORAMIC INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 5/23/2002

Series 63

Date: 5/8/1985

SIE

Date: 12/21/2017

Series 7

Date: 7/16/1983

Series 22

Date: 8/12/1982

Series 24

Date: 10/22/1985

Series 27

Date: 5/18/1985

Current Firm

PANORAMIC INVESTMENT ADVISORS

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PANORAMIC INVESTMENT ADVISORS

TRUST BUT VERIFY

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