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DB

Donald R. Black

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CRD#: 1059095
DB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Donald Robert Black was a registered financial professional .

Donald is a previously registered financial professional and started their career in finance in 1983. Donald had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 51 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 7, 2018 - July 31, 2020

OAKSTREET WEALTH MANAGEMENT, INC.

RIA
CRD#: 288723
MAGNOLIA, TX
Past

May 12, 2014 - July 11, 2016

BOK FINANCIAL SECURITIES, INC.

BD
CRD#: 17530
HOUSTON, TX
Past

October 13, 2011 - June 11, 2014

TRIAD ADVISORS LLC

BD
CRD#: 25803
HOUSTON, TX
Past

June 17, 2011 - October 18, 2011

OAK STREET ASSET MANAGEMENT, INC.

RIA
CRD#: 157750
HOUSTON, TX
Past

July 11, 2003 - February 13, 2012

MBM SECURITIES, INC.

BD
CRD#: 124850
HOUSTON, TX
Past

March 31, 2003 - July 1, 2016

BOK FINANCIAL ASSET MANAGEMENT, INC.

RIA
CRD#: 106507
HOUSTON, TX
Past

November 17, 1992 - September 2, 2003

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

July 31, 1991 - November 18, 1992

GUARDIAN INVESTOR SERVICES LLC

BD
CRD#: 6635
NEW YORK, NY
Past

November 19, 1989 - July 30, 1991

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

February 11, 1985 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

October 24, 1983 - October 23, 1986

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
Past

July 7, 1983 - October 28, 1986

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

BD
CRD#: 2682

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OW
OAKSTREET WEALTH MANAGEMENT, INC.
OAKSTREET WEALTH MANAGEMENT, INC.

CRD#: 288723 / SEC#: 801-117484

RIA
Registered Investment Advisory firm - (10/15/2019 Approved)
Illinois
Registered Investment Advisory firm - (10/15/2019 Terminated)
Texas
Registered Investment Advisory firm - (3/30/2020 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 6/24/2019
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


OW
OAKSTREET WEALTH MANAGEMENT, INC.
OAKSTREET WEALTH MANAGEMENT, INC.

CRD#: 288723 / SEC#: 801-117484

RIA
Registered Investment Advisory firm - (10/15/2019 Approved)
Illinois
Registered Investment Advisory firm - (10/15/2019 Terminated)
Texas
Registered Investment Advisory firm - (3/30/2020 Terminated)
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Contact information


Main Address
9911 Stubbs Road, Magnolia, TX 77354
Mailing Address
Phone number
(800) 803-9885
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (2 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

OAKSTREET WEALTH MANAGEMENT - FORM ADV PART 2A - MARCH 2025 (3/25/2025)

Regulatory assets under management


Total Number of Accounts57
AUM (Assets Under Management)$ 465,000,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


OAKSTREET WEALTH MANAGEMENT, INC.

CRD#: 288723

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