AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JO

John D. Ohman

Some features on this profile are disabled
CRD#: 1059085
JO
John David Ohman

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John David Ohman was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1983. John had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 7, Series 15, Series 4 and Series 30 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 27, 2023 - July 1, 2026

DMK ADVISOR GROUP, INC.

RIA
CRD#: 41067
Pelican Rapids, MN
Past

June 3, 2016 - July 1, 2026

DMK ADVISOR GROUP, INC.

BD
CRD#: 41067
LUTZ, FL
Past

March 31, 2015 - March 4, 2016

BLUESTONE GROWTH PARTNERS LLC

BD
CRD#: 168098
COMMACK, NY
Past

September 23, 2013 - December 31, 2014

MOUNTAINVIEW SECURITIES, LLC

BD
CRD#: 7882
DENVER, CO
Past

January 1, 1999 - December 21, 2005

FLATIRONS CAPITAL MANAGEMENT, LLC

RIA
CRD#: 122017
ST CLOUD, MN
Past

January 1, 1999 - September 6, 2013

DMK ADVISOR GROUP, INC.

RIA
CRD#: 41067
ST. CLOUD, MN
Past

March 11, 1997 - September 6, 2013

DMK ADVISOR GROUP, INC.

BD
CRD#: 41067
ST. CLOUD, MN
Past

November 20, 1986 - September 25, 1996

MORGAN STANLEY DW INC.

BD
CRD#: 7556
Past

June 6, 1985 - December 15, 1986

DAIN RAUSCHER INCORPORATED

BD
CRD#: 7600
Past

October 17, 1983 - September 25, 1996

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

September 30, 1983 - May 17, 1985

MORGAN STANLEY DW INC.

BD
CRD#: 7556

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DA
DMK ADVISOR GROUP, INC.
DMK ADVISOR GROUP, INC. | STEPHEN A. KOHN & ASSOCIATES, LTD.

CRD#: 41067 / SEC#: 801-121389, 8-49279

RIA
Registered Investment Advisory firm - SEC (6/3/2021 Approved)
Arizona
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)
Arkansas
Registered Investment Advisory firm - SEC (12/31/2004 Terminated)
California
Registered Investment Advisory firm - SEC (7/8/2021 Terminated)
Colorado
Registered Investment Advisory firm - SEC (6/10/2021 Terminated)
Connecticut
Registered Investment Advisory firm - SEC (6/10/2021 Terminated)
Delaware
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)
District of Columbia
Registered Investment Advisory firm - SEC (10/18/2001 Terminated)
Florida
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)
Georgia
Registered Investment Advisory firm - SEC (7/15/2021 Terminated)
Idaho
Registered Investment Advisory firm - SEC (12/31/2005 Terminated)
Illinois
Registered Investment Advisory firm - SEC (12/31/2004 Terminated)
Kansas
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)
Maine
Registered Investment Advisory firm - SEC (9/5/2003 Terminated)
Massachusetts
Registered Investment Advisory firm - SEC (2/15/2002 Terminated)
Michigan
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)
Mississippi
Registered Investment Advisory firm - SEC (10/18/2001 Terminated)
Missouri
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)
Nevada
Registered Investment Advisory firm - SEC (12/31/2004 Terminated)
New Hampshire
Registered Investment Advisory firm - SEC (6/28/2021 Terminated)
New Mexico
Registered Investment Advisory firm - SEC (12/31/2004 Terminated)
New York
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (6/9/2021 Terminated)
Ohio
Registered Investment Advisory firm - SEC (6/9/2021 Terminated)
Puerto Rico
Registered Investment Advisory firm - SEC (6/3/2021 Terminated)
Tennessee
Registered Investment Advisory firm - SEC (6/9/2021 Terminated)
Washington
Registered Investment Advisory firm - SEC (10/8/2021 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 9/14/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/30/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 5
Date: 2/28/1984
Interest Rate Options Examination
General Industry/Product Exam
RR
Series 7
Date: 10/15/1983
General Securities Representative Examination
General Industry/Product Exam
RR
Series 15
Date: 9/29/1983
Foreign Currency Options Examination
Principal/Supervisory Exam
RR
Series 4
Date: 10/14/2019
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 30
Date: 1/30/2018
NFA Branch Manager Examination

Current Firm

DA
DMK ADVISOR GROUP, INC.
DMK ADVISOR GROUP, INC. | STEPHEN A. KOHN & ASSOCIATES, LTD.

CRD#: 41067 / SEC#: 801-121389, 8-49279

RIA
Registered Investment Advisory firm - SEC (6/3/2021 Approved)
Arizona
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)
Arkansas
Registered Investment Advisory firm - SEC (12/31/2004 Terminated)
California
Registered Investment Advisory firm - SEC (7/8/2021 Terminated)
Colorado
Registered Investment Advisory firm - SEC (6/10/2021 Terminated)
Connecticut
Registered Investment Advisory firm - SEC (6/10/2021 Terminated)
Delaware
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)
District of Columbia
Registered Investment Advisory firm - SEC (10/18/2001 Terminated)
Florida
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)
Georgia
Registered Investment Advisory firm - SEC (7/15/2021 Terminated)
Idaho
Registered Investment Advisory firm - SEC (12/31/2005 Terminated)
Illinois
Registered Investment Advisory firm - SEC (12/31/2004 Terminated)
Kansas
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)
Maine
Registered Investment Advisory firm - SEC (9/5/2003 Terminated)
Massachusetts
Registered Investment Advisory firm - SEC (2/15/2002 Terminated)
Michigan
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)
Mississippi
Registered Investment Advisory firm - SEC (10/18/2001 Terminated)
Missouri
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)
Nevada
Registered Investment Advisory firm - SEC (12/31/2004 Terminated)
New Hampshire
Registered Investment Advisory firm - SEC (6/28/2021 Terminated)
New Mexico
Registered Investment Advisory firm - SEC (12/31/2004 Terminated)
New York
Registered Investment Advisory firm - SEC (6/8/2021 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (6/9/2021 Terminated)
Ohio
Registered Investment Advisory firm - SEC (6/9/2021 Terminated)
Puerto Rico
Registered Investment Advisory firm - SEC (6/3/2021 Terminated)
Tennessee
Registered Investment Advisory firm - SEC (6/9/2021 Terminated)
Washington
Registered Investment Advisory firm - SEC (10/8/2021 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Loading...

Contact information

Main Address
17961 Hunting Bow Circle Suite 102, Lutz, FL 33558
Mailing Address
17961 Hunting Bow Circle Suite 102, Lutz, FL 33558
Phone number
(303) 470-5664
Established
Colorado since 04/30/1996
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
42

SEC notice filing (35 States and Territories)

FINRA licenses (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

JANAK DESAI ADV (12/19/2025)
DAN BRAMSCHREIBER ADV (12/19/2025)
RUBEN RODRIGUEZ ADV 2024 (5/20/2025)
RYAN MULLER ADV 2024 (5/20/2025)
STEVEN KOHN ADV 2024 (5/20/2025)
STEVEN WESTVEER ADV 2024 (5/20/2025)
SUNIL MISRA ADV 2024 (5/20/2025)
CHRISTINE CAGLE 2024 ADV (5/20/2025)
HAL SCHWARTZ ADV 2024 (5/20/2025)
JORGE PEREZ ADV 2024 (5/20/2025)
KELVIN DOUGLAS ADV 2024 (5/20/2025)
MELISSA WAGNER ADV 2024 (5/20/2025)
MICHAEL BLACKMORE ADV 2024 (5/20/2025)
PETER WYROUGH ADV 2024 (5/20/2025)
FORM ADV PART 2A (5/20/2025)
FORM ADV PART 2A APPENDIX 1 (5/20/2025)
DMK ADVISOR GROUP INC 2024 FORM CRS (5/20/2025)

Direct owners and executive officers

NamePositionCRD#
DESAI, JANAK RDIRECTOR6307455
DOUGLAS, KELVIN RAYDIRECTOR4723703
MISRA, SUNIL DUTTDIRECTOR/PRINCIPAL5617829
PEREZ, JORGE RAMONDIRECTOR2253547
SCHWARTZ, HAROLD ALANCEO/PRINCIPAL841225
BASKETT, ERIN ELAINECHIEF COMPLIANCE OFFICER4538604
GALLIGAN, PETER BFINOP1873304
GROSMAN, BARRY JULIANDIRECTOR7967542
KOHN, STEPHEN ALANMUNI PRINCIPAL1267211
OHMAN, JOHN DAVIDROP/CROP1059085

Regulatory assets under management

Total Number of Accounts469
AUM (Assets Under Management)$ 84,480,870

Disclosures

Regulatory Event5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DMK ADVISOR GROUP, INC.

CRD#: 41067

TRUST BUT VERIFY

Monitor John Ohman

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Guy David Peel
Guy PeelAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
HELENA, MT
Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
ESTERO, FL
Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.