Odell Berry

INVEST SMART USA

Scottsdale, AZ 85255

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CRD#: 1058895

Professional summary

Odell Berry JR, who also goes by Odell Jr Berry, is a registered financial advisor currently at INVEST SMART USA, INC. located in Scottsdale, Arizona.

Odell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Odell has worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Odell Jr Berry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Odell Berry JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 26, 2013 - Present

INVEST SMART USA, INC.

Office #1: 7440 E Pinnacle Peak Road Suite 144, Scottsdale, AZ 85255

RIA

CRD#: 168135

Scottsdale, AZ

Past

July 8, 2010 - September 4, 2013

SYNERGY FINANCIAL GROUP OF ARIZONA, LLC

RIA

CRD#: 153675

SCOTTSDALE, AZ

Past

April 15, 2010 - July 23, 2010

THE PLANNING GROUP

RIA

CRD#: 113887

SCOTTSDALE, AZ

Past

April 19, 2007 - July 23, 2010

IVES ASSET MANAGEMENT INC

RIA

CRD#: 106008

SCOTTSDALE, AZ

Past

September 13, 2006 - January 23, 2007

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

PHOENIX, AZ

Past

March 22, 1988 - November 29, 1988

CENTURY INVESTORS OF AMERICA, INC.

CRD#: 5322

Past

December 9, 1982 - July 25, 1988

PRUCO SECURITIES, LLC.

CRD#: 5685

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(6/27/2013)

IAR

Texas
(8/27/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/11/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/20/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 9/12/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

INVEST SMART USA, INC.

INVEST SMART USA, INC. | ROBERT O STOCK | ODELL BERRY, JR. | KEEFE, CYNTHIA JEANNE

CRD#: 168135 / SEC#:

Arizona

Registered Investment Advisory firm - (6/27/2013 Approved)

Texas

Registered Investment Advisory firm - (8/27/2018 Conditional Restricted)

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Contact information

Main Address

7440 E Pinnacle Peak Road Suite 144, Scottsdale, AZ 85255

Mailing Address

Phone number

(480) 389-0111

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	209
AUM (Assets Under Management)	$ 39,785,746

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
Texas	ERA - Withdrawn	6/19/2013

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Odell Berry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Odell Berry JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVEST SMART USA, INC.

SYNERGY FINANCIAL GROUP OF ARIZONA, LLC

THE PLANNING GROUP

IVES ASSET MANAGEMENT INC

FARMERS FINANCIAL SOLUTIONS, LLC

CENTURY INVESTORS OF AMERICA, INC.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/11/2007

Series 63

Date: 9/20/2006

Series 6

Date: 9/12/2006

Current Firm

INVEST SMART USA, INC.

Contact information

Documents

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

INVEST SMART USA, INC.

TRUST BUT VERIFY

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